You Sheng Liao
廖友生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for You Sheng Liao (廖友生), a licensed former licensee with CE reference AQO504. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CWB Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2021-02-08 | 2025-11-07 |
| CWB Hong Kong Limited |
Rep | Type 9 — Asset management | 2020-10-30 | 2025-11-07 |
| CWB Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2020-10-30 | 2025-11-07 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 — Asset management | 2013-09-02 | 2020-05-22 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-29 | 2020-05-22 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-03 | 2012-09-29 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-03 | 2012-09-29 |