Gary Kar Yin Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gary Kar Yin Chan (陳嘉彥), a licensed Responsible Officer with CE reference AEB044. Currently licensed at 1 firm(s): Yaw Kai Financial Group Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 16.7 years of SFC licence history. Total licence records on file: 27.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yaw Kai Financial Group Limited 耀佳金融集團有限公司 |
RO | Type 4 - Advising on securities | 2026-10-30 | present |
| Yaw Kai Financial Group Limited 耀佳金融集團有限公司 |
RO | Type 9 - Asset management | 2026-10-30 | present |
| Yaw Kai Financial Group Limited 耀佳金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2026-10-13 | present |
| Yaw Kai Financial Group Limited 耀佳金融集團有限公司 |
Rep | Type 4 - Advising on securities | 2026-10-13 | 2026-10-30 |
| Yaw Kai Financial Group Limited 耀佳金融集團有限公司 |
Rep | Type 9 - Asset management | 2026-10-13 | 2026-10-30 |
| CWB Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2024-05-16 | 2024-08-09 |
| CWB Hong Kong Limited | RO | Type 4 - Advising on securities | 2024-05-16 | 2024-08-09 |
| CWB Hong Kong Limited | RO | Type 9 - Asset management | 2024-05-16 | 2024-08-09 |
| CWB Hong Kong Limited | Rep | Type 9 - Asset management | 2024-03-08 | 2024-05-16 |
| Shengjun Capital Limited 盛峻資本（香港）有限公司 |
RO | Type 9 - Asset management | 2020-07-09 | 2023-08-08 |
| Greencourt Financial Co., Limited 綠庭金融有限公司 |
RO | Type 4 - Advising on securities | 2018-10-24 | 2020-02-20 |
| Greencourt Financial Co., Limited 綠庭金融有限公司 |
RO | Type 9 - Asset management | 2018-10-24 | 2020-02-20 |
| Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 |
RO | Type 4 - Advising on securities | 2017-08-01 | 2018-02-28 |
| Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 |
RO | Type 9 - Asset management | 2017-08-01 | 2018-02-28 |
| Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-07-18 | 2017-08-01 |
| Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 |
Rep | Type 9 - Asset management | 2017-07-18 | 2017-08-01 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 4 - Advising on securities | 2014-02-07 | 2017-06-30 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 9 - Asset management | 2014-02-07 | 2017-06-30 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-03-13 | 2014-02-07 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 9 - Asset management | 2012-03-13 | 2014-02-07 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2007-01-31 | 2009-04-01 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-11-21 | 2009-04-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2003-06-02 | 2006-11-08 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-04-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-04-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-04-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-04-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Gary Kar Yin Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.