Gary Kar Yin Chan
陳嘉彥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gary Kar Yin Chan (陳嘉彥), CE reference AEB044. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CWB Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2024-05-16 | 2024-08-09 |
| CWB Hong Kong Limited |
RO | Type 4 — Advising on securities | 2024-05-16 | 2024-08-09 |
| CWB Hong Kong Limited |
RO | Type 9 — Asset management | 2024-05-16 | 2024-08-09 |
| CWB Hong Kong Limited |
Rep | Type 9 — Asset management | 2024-03-08 | 2024-05-16 |
| SHENGJUN INDICATION INVESTMENT MANAGEMENT LIMITED 盛峻盈達（香港）有限公司 |
RO | Type 9 — Asset management | 2020-07-09 | 2023-08-08 |
| Greencourt Financial Co., Limited 綠庭金融有限公司 |
RO | Type 4 — Advising on securities | 2018-10-24 | 2020-02-20 |
| Greencourt Financial Co., Limited 綠庭金融有限公司 |
RO | Type 9 — Asset management | 2018-10-24 | 2020-02-20 |
| Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 |
RO | Type 4 — Advising on securities | 2017-08-01 | 2018-02-28 |
| Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 |
RO | Type 9 — Asset management | 2017-08-01 | 2018-02-28 |
| Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-18 | 2017-08-01 |
| Softech Investment Management Company Limited 軟庫亞科網投資管理有限公司 |
Rep | Type 9 — Asset management | 2017-07-18 | 2017-08-01 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 4 — Advising on securities | 2014-02-07 | 2017-06-30 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 9 — Asset management | 2014-02-07 | 2017-06-30 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-03-13 | 2014-02-07 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 9 — Asset management | 2012-03-13 | 2014-02-07 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-01-31 | 2009-04-01 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-11-21 | 2009-04-01 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2003-06-02 | 2006-11-08 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-04-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-29 |