Hoi Li Cheung
張愷妮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Li Cheung (張愷妮), CE reference BNU993. Currently licensed at 1 firm(s): Hang Seng Investment Management Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | 2023-07-28 | present |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-07-28 | 2025-06-05 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-07-28 | 2025-06-05 |
| CWB Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2021-09-14 | 2023-06-02 |
| CWB Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2021-09-14 | 2023-06-02 |
| CWB Hong Kong Limited |
Rep | Type 9 — Asset management | 2021-09-14 | 2023-06-02 |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2019-07-16 | 2019-11-08 |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-17 | 2019-11-08 |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-12-17 | 2019-11-08 |
| Topaz Capital Management Limited 瑭明資本管理有限公司 |
Rep | Type 9 — Asset management | 2018-12-17 | 2019-11-08 |