Paul Chun Kit Au
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Chun Kit Au (區俊傑), a licensed Responsible Officer with CE reference AGN721. Currently licensed at 1 firm(s): FWD Financial Planning Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 13.0 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
RO | Type 1 - Dealing in securities | 2026-02-09 | present |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
RO | Type 4 - Advising on securities | 2026-02-09 | present |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
RO | Type 1 - Dealing in securities | 2021-10-05 | 2022-09-29 |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-03-06 | 2022-09-29 |
| CMB International Capital Limited 招銀國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2018-03-06 | 2022-09-29 |
| CMB International Securities Limited 招銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-03-06 | 2022-09-29 |
| CMB International Securities Limited 招銀國際證券有限公司 |
RO | Type 4 - Advising on securities | 2018-03-06 | 2022-09-29 |
| CMB International Capital Limited 招銀國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-03-06 | 2022-09-29 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-05-24 | 2018-03-06 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-05-24 | 2018-03-06 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-05-24 | 2018-03-06 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-05-24 | 2018-03-06 |
| CWB Hong Kong Limited | Rep | Type 4 - Advising on securities | 2017-03-23 | 2017-04-25 |
| CWB Hong Kong Limited | Rep | Type 9 - Asset management | 2017-03-23 | 2017-04-25 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-19 | 2010-04-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-12-03 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2010-04-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-12-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Paul Chun Kit Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.