Paul Chun Kit Au
區俊傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Chun Kit Au (區俊傑), CE reference AGN721. Currently licensed at 1 firm(s): FWD Financial Planning Limited. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
RO | Type 1 — Dealing in securities | 2026-02-09 | present |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
RO | Type 4 — Advising on securities | 2026-02-09 | present |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
RO | Type 1 — Dealing in securities | 2021-10-05 | 2022-09-29 |
| CMB International Asset Management Limited 招銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-03-06 | 2022-09-29 |
| CMB International Capital Limited 招銀國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2018-03-06 | 2022-09-29 |
| CMB International Securities Limited 招銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-03-06 | 2022-09-29 |
| CMB International Securities Limited 招銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2018-03-06 | 2022-09-29 |
| CMB International Capital Limited 招銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-03-06 | 2022-09-29 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-24 | 2018-03-06 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-24 | 2018-03-06 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-24 | 2018-03-06 |
| CMB International Capital Limited 招銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-05-24 | 2018-03-06 |
| CWB Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2017-03-23 | 2017-04-25 |
| CWB Hong Kong Limited |
Rep | Type 9 — Asset management | 2017-03-23 | 2017-04-25 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-19 | 2010-04-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-03 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2010-04-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-03 |