Ka Yu Gary Chung
鍾家裕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yu Gary Chung (鍾家裕), a licensed former licensee with CE reference BOK137. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zeal Asset Management Limited 行健資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-09 | 2022-09-30 |
| Zeal Asset Management Limited 行健資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-08-09 | 2022-09-30 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2022-02-21 | 2022-03-03 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 4 — Advising on securities | 2022-02-21 | 2022-03-03 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 9 — Asset management | 2022-02-21 | 2022-03-03 |
| CWB Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2019-07-03 | 2020-02-19 |
| CWB Hong Kong Limited |
Rep | Type 9 — Asset management | 2019-07-03 | 2020-02-19 |