Yat Man Tse
謝逸文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Man Tse (謝逸文), a licensed former licensee with CE reference AML298. This person has 2.2 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CWB Hong Kong Limited | Rep | Type 4 - Advising on securities | 2008-02-01 | 2008-08-29 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2005-11-03 | 2007-06-10 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 7 - Providing automated trading services | 2005-11-03 | 2007-06-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yat Man Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.