Hsiao-Ying Chen
陳曉瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hsiao-Ying Chen (陳曉瑩), a licensed former licensee with CE reference ALS410. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CWB Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2021-07-14 | 2025-04-01 |
| CWB Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2021-07-14 | 2025-04-01 |
| CWB Hong Kong Limited |
Rep | Type 9 — Asset management | 2021-07-14 | 2025-04-01 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-05 | 2018-05-31 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 — Asset management | 2016-12-05 | 2018-05-31 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-09 | 2016-10-24 |
| HSBC Securities (Asia) Limited | Rep | Type 1 — Dealing in securities | 2005-02-16 | 2005-09-01 |