Jefferies Bache (Hong Kong) Limited

CE No. ABX154 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jefferies Bache (Hong Kong) Limited, a Hong Kong-based licensed corporation with CE reference ABX154. Current licensed staff on file: 0 (total recorded over time: 139).

Category:
Not categorized yet
Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 2 - Dealing in futures contracts Pre-2003 2013-06-11
Type 5 - Advising on futures contracts Pre-2003 2004-12-10
Type 9 - Asset management Pre-2003 2004-12-10

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (139)

Active on date
Name Activities First licensed To
Ashwan Kumar Malhotra RO 2 Rep 2, 5, 9 Pre-2003 2013-06
John Leonard Browning Rep 2 2012-09 2012-11
Chung Shing Chan 陳仲成 Rep 2 2012-01 2012-11
Ka Chung Cheung 張家聰 Rep 2 2012-10 2012-11
Billy Ronald Dulieu Rep 2 2010-12 2012-11
Philippe Jean Eme Rep 2 2012-01 2012-11
Emmanuel Dominique Martial Faure RO 2 Rep 2 2012-02 2012-11
Siu Pong Fok 霍少邦 Rep 2 2012-08 2012-11
Liang Fu 傅亮 Rep 2 2012-09 2012-11
William James Fyfe RO 2 Rep 2 2012-01 2012-11
Barry Jonathon Gershon RO 2 2007-11 2012-11
Sai Ho Ho 何世豪 Rep 2 2012-09 2012-11
Daniel Ka Chung Hui 許家聰 Rep 2 2012-08 2012-11
Jason Alec Hutton Rep 2 2012-02 2012-11
Kin Man Leung 梁建雯 Rep 2 2008-10 2012-11
Sylvain Francois Gilbert Maly Rep 2 2012-01 2012-11
Qin Wang 王勤 Rep 2 2011-01 2012-11
James Chung Yin Wong 黃頌賢 Rep 2 2012-07 2012-11
Nga Shan Yu 俞雅珊 Rep 2 2012-11 2012-11
Grant David Barratt RO 2 Rep 2 2007-04 2010-12
Zhiyu Xing 邢志宇 Rep 2 2003-09 2010-03
Toshihisa Sato 佐藤敏久 RO 2 Rep 2, 5, 9 Pre-2003 2007-12
Wing Ting Au 歐永定 Rep 2, 5, 9 Pre-2003 2005-10
Salim Jouhar Bilavinakath Rep 2 2003-06 2005-10
Willie Booker Rep 2 2004-11 2005-10
Nicholas Pak Ming Chan 陳百銘 Rep 2 2004-04 2005-10
Yuen Bing Chan 陳婉冰 Rep 2, 5, 9 Pre-2003 2005-10
Ying Yu Chen 陳英裕 Rep 2, 5, 9 Pre-2003 2005-10
Irene Yin Wah Cheng 鄭燕華 Rep 2, 5, 9 Pre-2003 2005-10
Annabella Yuk Ha Cheung 張玉霞 Rep 2, 5, 9 Pre-2003 2005-10
Moon Fuk Cheung 張滿福 Rep 2, 5, 9 Pre-2003 2005-10
Nicholas Sai Wing Cheung 張世榮 Rep 2, 5, 9 Pre-2003 2005-10
Yvonne Ngan Sui Cheung 張銀瑞 Rep 2, 5, 9 Pre-2003 2005-10
Kin Man Chu 朱建文 RO 2 Rep 2, 5, 9 Pre-2003 2005-10
Po Chuen Chu 朱寶全 Rep 2, 5, 9 Pre-2003 2005-10
Kwai Kuen Chung 鍾桂娟 Rep 2, 5, 9 Pre-2003 2005-10
Suet Chung Fong 方雪松 Rep 2, 5, 9 Pre-2003 2005-10
Gale Shuk Man Ho 何淑文 Rep 2, 5, 9 Pre-2003 2005-10
Alen Hong Hui 許航 Rep 2 2005-02 2005-10
Benjamin Kam Wing Hui 許鑑榮 Rep 2 2005-06 2005-10
Shu-Chuan Kuo 郭淑娟 Rep 2, 5, 9 Pre-2003 2005-10
Ka Man Kwan 關嘉敏 Rep 2 2005-05 2005-10
Samson Tai Pang Kwok 郭大鵬 Rep 2, 5, 9 Pre-2003 2005-10
Wai Yi Lai 賴慧儀 Rep 2, 5, 9 Pre-2003 2005-10
Andrew Chi Biu Lam 林志標 Rep 2, 5, 9 Pre-2003 2005-10
Ava Pui Ming Lam 林佩明 Rep 2 2005-08 2005-10
Raymond Yee Wa Lau 劉怡華 Rep 2, 5, 9 Pre-2003 2005-10
Betty Shuk Yee Lee 李淑懿 Rep 2 2004-03 2005-10
Yu Sang Lee 李裕生 Rep 2, 5, 9 Pre-2003 2005-10
Lawrence Kam Wah Leung 梁錦華 Rep 2, 5, 9 Pre-2003 2005-10
Luzviminda Cabanatan Leung Rep 2, 5, 9 Pre-2003 2005-10
Derick Kam Ching Li 李金錚 RO 2 2005-09 2005-10
Gordon Chuen Ming Li 李泉銘 Rep 2, 5, 9 Pre-2003 2005-10
Peter Edward Liu 劉道生 RO 2 2005-04 2005-10
Michael Wai Tak Lo 盧韋德 Rep 2 2003-06 2005-10
Yim Yin Lui 雷艷燕 Rep 2, 5, 9 Pre-2003 2005-10
Alexander Booth MacDonald Rep 2, 5, 9 Pre-2003 2005-10
Cilla Mei Mei Mak 麥美美 Rep 2, 5, 9 Pre-2003 2005-10
Kai Feng Cecilia Ng 吳昀曉 Rep 2, 5, 9 Pre-2003 2005-10
Ngai Wai Ng 吳毅慧 Rep 2 2005-03 2005-10
Yin Man Pun 潘燕文 Rep 2, 5, 9 Pre-2003 2005-10
Aileen Mei Li Saw 蘇梅麗 Rep 2 2005-08 2005-10
David Carven Yung Yee Se 施勇儀 RO 2 Rep 2, 5, 9 Pre-2003 2005-10
Ping Chuen Sham 沈炳全 Rep 2, 5, 9 Pre-2003 2005-10
Barbara Lai Kuen Shuen 旋麗娟 Rep 2, 5, 9 Pre-2003 2005-10
Ping Hung Shum 沈炳雄 Rep 2, 5, 9 Pre-2003 2005-10
Edmund Ham Kin Sung 宋涵堅 Rep 2, 5, 9 Pre-2003 2005-10
Hui-Fang Tsai 蔡慧芳 Rep 2 2004-07 2005-10
Wendy Wai Yin Tsang 曾惠賢 Rep 2, 5, 9 Pre-2003 2005-10
William Yuen Leung Tso 左元良 Rep 2 2005-01 2005-10
Chi Hing Wong 黃紫卿 Rep 2, 5, 9 Pre-2003 2005-10
Suet Man Wong 王雪曼 Rep 2, 5, 9 Pre-2003 2005-10
Victor Sai Fuk Wong 王世福 Rep 2, 5, 9 Pre-2003 2005-10
Rebecca Mei Yuk Yee 余美玉 Rep 2, 5, 9 Pre-2003 2005-10
Chui Kwan Yeung 楊翠群 Rep 2, 5, 9 Pre-2003 2005-10
Jeffrey Wing Choi Yeung 楊永材 Rep 2, 5, 9 Pre-2003 2005-10
Leung Yu Yeung 楊亮瑜 RO 2, 5, 9 Rep 2 Pre-2003 2005-10
Eugene Kwok Wa Yim 嚴國華 Rep 2, 5, 9 Pre-2003 2005-10
Kar Lai Yim 嚴嘉麗 Rep 2, 5, 9 Pre-2003 2005-10
So Ling Yip 葉素玲 Rep 2 2004-07 2005-10
Nicholas Nai Kong Zi 徐乃綱 Rep 2, 5, 9 Pre-2003 2005-10
Abhilasha Misra Rep 2 2005-01 2005-09
Ushe Hon Tat Koh Rep 2 2005-01 2005-07
Leo Cyril D. Noche Rep 2, 5, 9 Pre-2003 2005-07
Jin Hua Li 李晉華 Rep 2 2004-09 2005-06
Tung Ha Leung 梁冬夏 Rep 2 2004-03 2005-05
Angela So Ling Ngai 倪素玲 Rep 2 2005-01 2005-05
Matthew James Campbell Rep 2 2003-07 2005-05
Lizzy Lolita Lei Sze Chui 徐莉詩 Rep 2 2004-08 2005-05
Ji Ho Moon Rep 2 2004-12 2005-04
Margaret Chien Mei Hsu Kao 高徐千媄 Rep 2 2003-09 2005-04
Kin Cheong 張健 Rep 2, 5, 9 Pre-2003 2005-04
Chi Wah Fan 范志華 Rep 2 2004-11 2005-04
Ming Fai Lau 劉明暉 Rep 2 2005-01 2005-04
Eddie Fuk Kuen Leung 梁福權 Rep 2, 5, 9 Pre-2003 2005-03
Julie Wailing Siu 蕭偉玲 Rep 2, 5, 9 Pre-2003 2005-03
Desmond Luk Por Liu 廖淥波 RO 2, 5, 9 Pre-2003 2005-03
John Junior Lam 林慕賢 Rep 2, 5, 9 Pre-2003 2005-02
Kenneth Wing Yuen Yick 易永源 Rep 2, 5, 9 Pre-2003 2005-02
Che Ho Poon 潘志豪 Rep 2 2004-04 2005-01
Showing 1–100 of 139

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