So Ling Yip
葉素玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for So Ling Yip (葉素玲), a licensed former licensee with CE reference AFH258. This person has 9.9 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-01 | 2013-02-25 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-11-01 | 2013-02-25 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 - Advising on securities | 2010-11-01 | 2013-02-25 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 5 - Advising on futures contracts | 2010-11-01 | 2013-02-25 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-09-30 | 2010-10-31 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2005-09-30 | 2010-10-31 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2004-07-23 | 2005-10-04 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-25 | 2010-10-31 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-03-19 |
| DBS TD Waterhouse Securities (Hong Kong) Limited DBS宏達理財證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-02-13 |
| TD Waterhouse Investor Services (Hong Kong) Inc. TDWaterhouseInvestorServices(HongKong)Inc. |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-11-07 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-03-19 |
| DBS TD Waterhouse Securities (Hong Kong) Limited DBS宏達理財證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-13 |
| TD Waterhouse Investor Services (Hong Kong) Inc. TDWaterhouseInvestorServices(HongKong)Inc. |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-11-07 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-19 |
| DBS TD Waterhouse Securities (Hong Kong) Limited DBS宏達理財證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-13 |
| TD Waterhouse Investor Services (Hong Kong) Inc. TDWaterhouseInvestorServices(HongKong)Inc. |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-07 |
| DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-03-19 |
| DBS TD Waterhouse Securities (Hong Kong) Limited DBS宏達理財證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-13 |
| TD Waterhouse Investor Services (Hong Kong) Inc. TDWaterhouseInvestorServices(HongKong)Inc. |
Rep | Type 9 - Asset management | Pre-2003 | 2003-11-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as So Ling Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.