Kenneth Wing Yuen Yick
易永源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenneth Wing Yuen Yick (易永源), a licensed Representative with CE reference ADU680. Currently licensed at 2 firm(s): UOB Kay Hian (Hong Kong) Limited, UOB Kay Hian Futures (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-02-19 | present |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-02-19 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2020-02-19 | present |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-06-21 | 2020-01-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-10-24 | 2020-01-16 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2005-03-24 | 2013-08-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-03-01 | 2020-01-16 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2005-03-01 | 2013-08-31 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2005-02-24 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | present | 2005-02-24 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-05-17 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | present | 2004-05-17 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-05-17 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 9 - Asset management | present | 2004-05-17 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 9 - Asset management | present | 2004-05-17 |