Emmanuel Dominique Martial Faure
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Emmanuel Dominique Martial Faure, a licensed Responsible Officer with CE reference AFC367. Currently licensed at 1 firm(s): Market Securities (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 17.1 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Market Securities (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2020-08-07 | present |
| Market Securities (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2020-08-07 | present |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-10-03 | 2015-08-31 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RO | Type 1 - Dealing in securities | 2012-06-14 | 2015-08-31 |
| Jefferies Bache (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2012-03-14 | 2012-11-30 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-09 | 2012-06-14 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2012-02-06 | 2012-03-14 |
| HSBC Corporate Finance (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2009-09-30 | 2011-09-27 |
| HSBC Futures (Singapore) Pte Ltd | RO | Type 2 - Dealing in futures contracts | 2009-09-30 | 2011-09-27 |
| HSBC Futures (Singapore) Pte Ltd | RO | Type 5 - Advising on futures contracts | 2009-09-30 | 2011-09-27 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 2 - Dealing in futures contracts | 2009-05-27 | 2009-09-30 |
| HSBC Futures (Singapore) Pte Ltd | Rep | Type 5 - Advising on futures contracts | 2009-05-27 | 2009-09-30 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2008-09-18 | 2008-09-30 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-09-18 | 2008-09-30 |
| Newedge Broker Limited 新際經紀有限公司 |
RO | Type 1 - Dealing in securities | 2003-05-14 | 2008-07-16 |
| Newedge Broker Limited 新際經紀有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2008-07-16 |
| Newedge Broker Limited 新際經紀有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2003-05-14 |
| Newedge Broker Limited 新際經紀有限公司 |
RO | Type 7 - Providing automated trading services | Pre-2003 | 2008-07-16 |
| Newedge Broker Limited 新際經紀有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2003-05-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Emmanuel Dominique Martial Faure during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.