Philippe Jean Eme
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philippe Jean Eme ( ), a licensed former licensee with CE reference AEX901. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-27 | 2023-10-24 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-10-27 | 2023-10-24 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-10-10 | 2015-08-14 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-27 | 2015-08-14 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2012-01-04 | 2012-11-30 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-15 | 2011-09-27 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-03-15 | 2011-09-27 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 — Providing automated trading services | 2008-04-01 | 2008-10-08 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-02-04 | 2008-10-08 |
| Newedge Broker Limited 新際經紀有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-04-08 | 2008-02-04 |
| Newedge Broker Limited 新際經紀有限公司 |
RO | Type 7 — Providing automated trading services | 2005-04-08 | 2008-02-04 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-28 | 2008-10-08 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-12-28 | 2005-04-08 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 — Providing automated trading services | 2004-12-28 | 2005-04-08 |