Ashwan Kumar Malhotra
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ashwan Kumar Malhotra, a licensed former licensee with CE reference AEE311. This person has 12.4 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-10-11 | 2015-08-31 |
| Jefferies Bache (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2005-09-22 | 2013-06-11 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-09-22 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-05-15 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-05-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ashwan Kumar Malhotra during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.