Ka Man Kwan
關嘉敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Man Kwan (關嘉敏), a licensed former licensee with CE reference AFO512. This person has 7.2 years of SFC licence history. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-09-30 | 2010-06-01 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2005-09-30 | 2010-06-01 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-05-31 | 2010-06-01 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2005-05-31 | 2005-10-04 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2004-03-24 | 2005-05-31 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-05-31 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-05-31 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-19 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-03-03 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-19 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-03-02 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-02-19 |
| Celestial Finance Limited 時富財務有限公司 |
Rep | Type 8 - Securities margin financing | Pre-2003 | 2004-03-03 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-03-03 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Man Kwan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| So Ling Yip | FT Securities Limited | 2005–2010 |
| Pak Ming Yeung | FT Securities Limited | 2005–2010 |
| Harvey Pok Man Yeung | FT Securities Limited | 2005–2010 |
| Salim Jouhar Bilavinakath | FT Securities Limited | 2005–2009 |
| Benjamin Kam Wing Hui | FT Securities Limited | 2005–2009 |
| Wan-Jou Liu | FT Securities Limited | 2006–2010 |
| Hui-Yen Tang | FT Securities Limited | 2006–2010 |
| Yung-Yin Chang | FT Securities Limited | 2006–2010 |
| Ya-Ling Lin | FT Securities Limited | 2006–2010 |
| Ya-Lan Chuang | FT Securities Limited | 2006–2010 |
| Tai Fun Ko | FT Securities Limited | 2005–2010 |
| Alen Hong Hui | FT Securities Limited | 2005–2010 |
| Betty Shuk Yee Lee | FT Securities Limited | 2005–2010 |
| Karen Pui Fan Tsang | FT Securities Limited | 2006–2010 |
| Heung To Yim | FT Securities Limited | 2006–2010 |
| Yui Kwong Kwok | FT Securities Limited | 2006–2010 |
| Ka Him So | FT Securities Limited | 2006–2010 |
| Shih-Jen Cheng | FT Securities Limited | 2005–2010 |
| Raymond Yee Wa Lau | FT Securities Limited | 2005–2010 |
| David Carven Yung Yee Se | FT Securities Limited | 2005–2010 |