Desmond Luk Por Liu
廖淥波
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Desmond Luk Por Liu (廖淥波), CE reference AAE569. Currently licensed at 1 firm(s): Silver Nile Global Investments Limited. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
Rep | Type 1 — Dealing in securities | 2026-03-12 | present |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
Rep | Type 4 — Advising on securities | 2026-03-12 | present |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
Rep | Type 9 — Asset management | 2026-03-12 | present |
| One Heritage Capital Management Limited 太一資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-02-27 | 2024-04-30 |
| One Heritage Capital Management Limited 太一資本管理有限公司 |
Rep | Type 9 — Asset management | 2024-02-27 | 2024-04-30 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-24 | 2024-01-19 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
RO | Type 4 — Advising on securities | 2017-11-24 | 2024-01-19 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
RO | Type 9 — Asset management | 2017-11-24 | 2024-01-19 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-03-01 |
| Jefferies Bache (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | present | 2005-03-01 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 4 — Advising on securities | present | 2005-03-01 |
| Jefferies Bache (Hong Kong) Limited | RO | Type 5 — Advising on futures contracts | present | 2004-12-07 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-12-07 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 9 — Asset management | present | 2005-03-01 |
| Jefferies Bache (Hong Kong) Limited | RO | Type 9 — Asset management | present | 2004-12-07 |