William Yuen Leung Tso
左元良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Yuen Leung Tso (左元良), a licensed former licensee with CE reference ALP976. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2017-07-28 | 2020-01-25 |
| LGT Investment Management (Asia) Limited | Rep | Type 4 - Advising on securities | 2017-07-28 | 2020-01-25 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-09-30 | 2005-12-15 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2005-09-30 | 2005-12-15 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-01-10 | 2005-12-15 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2005-01-10 | 2005-10-04 |