Leo Cyril D. Noche
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leo Cyril D. Noche ( ), a licensed former licensee with CE reference AFR176. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 - Dealing in securities | 2014-12-02 | 2025-01-23 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-12-02 | 2025-01-23 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 - Advising on securities | 2014-12-02 | 2025-01-23 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 5 - Advising on futures contracts | 2014-12-02 | 2025-01-23 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2006-01-25 | 2011-01-01 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-01-20 | 2011-01-01 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-01-20 | 2011-01-01 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2005-07-21 | 2005-12-21 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-07-21 | 2005-12-21 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2005-07-11 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | present | 2005-07-11 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-05-18 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | present | 2004-05-18 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-05-18 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 9 - Asset management | present | 2004-05-18 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 9 - Asset management | present | 2004-05-18 |