Derick Kam Ching Li
李金錚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Derick Kam Ching Li (李金錚), a licensed former licensee with CE reference ADH908. This person has 10.6 years of SFC licence history. Total licence records on file: 33.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ACU Securities Limited | RO | Type 1 - Dealing in securities | 2021-10-26 | 2021-11-24 |
| ACU Securities Limited | RO | Type 4 - Advising on securities | 2021-10-26 | 2021-11-24 |
| KuCoin Commodity Futures Limited | RO | Type 2 - Dealing in futures contracts | 2020-04-07 | 2020-07-31 |
| KuCoin Asset Management Limited | RO | Type 9 - Asset management | 2020-04-07 | 2020-07-31 |
| KuCoin HK Limited | RO | Type 1 - Dealing in securities | 2020-03-03 | 2020-07-31 |
| KuCoin HK Limited | RO | Type 4 - Advising on securities | 2020-03-03 | 2020-07-31 |
| Lapland Securities Limited 拉普蘭證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-03 | 2020-02-01 |
| Lapland Securities Limited 拉普蘭證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-09-03 | 2020-02-01 |
| Lapland Securities Limited 拉普蘭證券有限公司 |
Rep | Type 9 - Asset management | 2019-09-03 | 2020-02-01 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2019-02-11 | 2019-08-19 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-02-11 | 2019-08-19 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 9 - Asset management | 2019-02-11 | 2019-08-19 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-06 | 2019-02-11 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-09-06 | 2019-02-11 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-09-06 | 2019-02-11 |
| Lapland Securities Limited 拉普蘭證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-14 | 2018-08-27 |
| Lapland Securities Limited 拉普蘭證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-14 | 2018-08-27 |
| Lapland Securities Limited 拉普蘭證券有限公司 |
Rep | Type 9 - Asset management | 2017-09-14 | 2018-08-27 |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 |
Rep | Type 4 - Advising on securities | 2016-11-15 | 2017-08-31 |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 |
Rep | Type 9 - Asset management | 2016-11-15 | 2017-08-31 |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 |
RO | Type 1 - Dealing in securities | 2016-11-15 | 2017-08-31 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-01-23 | 2016-05-03 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
RO | Type 1 - Dealing in securities | 2014-01-23 | 2016-05-03 |
| MainFirst Securities Hong Kong Limited | RO | Type 1 - Dealing in securities | 2008-05-13 | 2010-07-21 |
| MainFirst Securities Hong Kong Limited | RO | Type 4 - Advising on securities | 2008-05-13 | 2010-07-21 |
| MainFirst Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2008-04-16 | 2008-05-13 |
| MainFirst Securities Hong Kong Limited | Rep | Type 4 - Advising on securities | 2008-04-16 | 2008-05-13 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2005-10-05 | 2008-03-01 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2005-10-05 | 2008-03-01 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 1 - Dealing in securities | 2005-09-27 | 2008-03-01 |
| Jefferies Bache (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2005-09-27 | 2005-10-04 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 4 - Advising on securities | 2005-09-27 | 2008-03-01 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 9 - Asset management | 2005-09-27 | 2008-03-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Derick Kam Ching Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.