Derick Kam Ching Li
李金錚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Derick Kam Ching Li (李金錚), a licensed former licensee with CE reference ADH908. Total licence records on file: 33.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ACU Securities Limited |
RO | Type 1 — Dealing in securities | 2021-10-26 | 2021-11-24 |
| ACU Securities Limited |
RO | Type 4 — Advising on securities | 2021-10-26 | 2021-11-24 |
| KuCoin Commodity Futures Limited | RO | Type 2 — Dealing in futures contracts | 2020-04-07 | 2020-07-31 |
| KuCoin Asset Management Limited | RO | Type 9 — Asset management | 2020-04-07 | 2020-07-31 |
| KuCoin HK Limited | RO | Type 1 — Dealing in securities | 2020-03-03 | 2020-07-31 |
| KuCoin HK Limited | RO | Type 4 — Advising on securities | 2020-03-03 | 2020-07-31 |
| Lapland Securities Limited 拉普蘭證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-03 | 2020-02-01 |
| Lapland Securities Limited 拉普蘭證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-03 | 2020-02-01 |
| Lapland Securities Limited 拉普蘭證券有限公司 |
Rep | Type 9 — Asset management | 2019-09-03 | 2020-02-01 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2019-02-11 | 2019-08-19 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-02-11 | 2019-08-19 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
RO | Type 9 — Asset management | 2019-02-11 | 2019-08-19 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-06 | 2019-02-11 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-06 | 2019-02-11 |
| M&F Asset Management Limited 渼豐資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-09-06 | 2019-02-11 |
| Lapland Securities Limited 拉普蘭證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-14 | 2018-08-27 |
| Lapland Securities Limited 拉普蘭證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-14 | 2018-08-27 |
| Lapland Securities Limited 拉普蘭證券有限公司 |
Rep | Type 9 — Asset management | 2017-09-14 | 2018-08-27 |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-15 | 2017-08-31 |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 |
Rep | Type 9 — Asset management | 2016-11-15 | 2017-08-31 |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 |
RO | Type 1 — Dealing in securities | 2016-11-15 | 2017-08-31 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-01-23 | 2016-05-03 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
RO | Type 1 — Dealing in securities | 2014-01-23 | 2016-05-03 |
| MainFirst Securities Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2008-05-13 | 2010-07-21 |
| MainFirst Securities Hong Kong Limited |
RO | Type 4 — Advising on securities | 2008-05-13 | 2010-07-21 |
| MainFirst Securities Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2008-04-16 | 2008-05-13 |
| MainFirst Securities Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2008-04-16 | 2008-05-13 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-10-05 | 2008-03-01 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2005-10-05 | 2008-03-01 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-09-27 | 2008-03-01 |
| Jefferies Bache (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2005-09-27 | 2005-10-04 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 4 — Advising on securities | 2005-09-27 | 2008-03-01 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 9 — Asset management | 2005-09-27 | 2008-03-01 |