Kin Man Chu

朱建文
CE No. ACB899 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Man Chu (朱建文), a licensed former licensee with CE reference ACB899. This person has 3.5 years of SFC licence history. Total licence records on file: 13.

Information

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Licence history

FirmRoleRegulated activityFromTo
FT Securities Limited
富通證券有限公司		 RO Type 2 - Dealing in futures contracts 2005-10-06 2006-09-30
FT Securities Limited
富通證券有限公司		 RO Type 5 - Advising on futures contracts 2005-10-06 2006-09-30
FT Securities Limited
富通證券有限公司		 RO Type 1 - Dealing in securities 2005-09-30 2006-09-30
Jefferies Bache (Hong Kong) Limited RO Type 2 - Dealing in futures contracts 2005-09-30 2005-10-04
FT Securities Limited
富通證券有限公司		 RO Type 4 - Advising on securities 2005-09-30 2006-09-30
FT Securities Limited
富通證券有限公司		 RO Type 9 - Asset management 2005-09-30 2006-05-30
FT Securities Limited
富通證券有限公司		 Rep Type 1 - Dealing in securities Pre-2003 2005-09-30
Jefferies Bache (Hong Kong) Limited Rep Type 2 - Dealing in futures contracts Pre-2003 2005-09-30
FT Securities Limited
富通證券有限公司		 Rep Type 4 - Advising on securities Pre-2003 2004-05-14
Jefferies Bache (Hong Kong) Limited Rep Type 5 - Advising on futures contracts Pre-2003 2004-05-14
FT Securities Limited
富通證券有限公司		 Rep Type 6 - Advising on corporate finance Pre-2003 2004-05-14
FT Securities Limited
富通證券有限公司		 Rep Type 9 - Asset management Pre-2003 2004-05-14
Jefferies Bache (Hong Kong) Limited Rep Type 9 - Asset management Pre-2003 2004-05-14

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kin Man Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Raymond Yee Wa Lau FT Securities Limited 2003–2006
David Carven Yung Yee Se FT Securities Limited 2003–2006
Irene Yin Wah Cheng FT Securities Limited 2003–2006
Suet Man Wong FT Securities Limited 2003–2006
Barbara Lai Kuen Shuen FT Securities Limited 2003–2006
Nicholas Sai Wing Cheung FT Securities Limited 2003–2006
Po Chuen Chu FT Securities Limited 2003–2006
Annabella Yuk Ha Cheung FT Securities Limited 2003–2006
Yvonne Ngan Sui Cheung FT Securities Limited 2003–2006
Kwai Kuen Chung FT Securities Limited 2003–2006
Moon Fuk Cheung FT Securities Limited 2003–2006
Ying Yu Chen FT Securities Limited 2003–2006
Gale Shuk Man Ho FT Securities Limited 2003–2006
Samson Tai Pang Kwok FT Securities Limited 2003–2006
Gordon Chuen Ming Li FT Securities Limited 2003–2006
Lawrence Kam Wah Leung FT Securities Limited 2003–2006
Wai Yi Lai FT Securities Limited 2003–2006
Yu Sang Lee FT Securities Limited 2003–2006
Yim Yin Lui FT Securities Limited 2003–2006
Luzviminda Cabanatan Leung FT Securities Limited 2003–2006
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