Michael Wai Tak Lo
盧韋德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Wai Tak Lo (盧韋德), a licensed former licensee with CE reference AFT404. This person has 7.0 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CIAM Capital Management Limited 事安資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-12 | 2018-07-14 |
| CIAM Capital Management Limited 事安資本管理有限公司 |
Rep | Type 9 - Asset management | 2017-09-12 | 2018-07-14 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-29 | 2014-01-31 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-09-29 | 2014-01-31 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-09-30 | 2006-04-20 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2005-09-30 | 2006-04-20 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-06-25 | 2006-04-20 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2003-06-25 | 2005-10-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Michael Wai Tak Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.