Peter Edward Liu
劉道生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Edward Liu (劉道生), a licensed former licensee with CE reference AGG710. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FT Securities Limited 富通證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-09-22 | 2006-02-06 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2005-09-22 | 2006-02-06 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-04-12 | 2006-02-06 |
| Jefferies Bache (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2005-04-12 | 2005-10-04 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 4 — Advising on securities | 2005-04-12 | 2006-02-06 |
| FT Securities Limited 富通證券有限公司 |
RO | Type 9 — Asset management | 2005-04-12 | 2006-02-06 |