Eugene Kwok Wa Yim
嚴國華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eugene Kwok Wa Yim (嚴國華), a licensed former licensee with CE reference ABE373. This person has 5.9 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-09-30 | 2009-03-06 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2005-09-30 | 2009-03-06 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2009-03-06 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-10-04 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-05-18 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-05-18 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-05-18 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-05-18 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-05-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Eugene Kwok Wa Yim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.