Hui-Fang Tsai
蔡慧芳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hui-Fang Tsai (蔡慧芳), a licensed former licensee with CE reference AIR783. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-10 | 2007-11-21 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2006-07-10 | 2007-11-21 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-09-30 | 2006-07-01 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2005-09-30 | 2006-07-01 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2004-07-27 | 2005-10-04 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-06-03 | 2006-07-01 |