Ji Ho Moon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ji Ho Moon ( ), a licensed former licensee with CE reference AFP785. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CAIIS Limited | Rep | Type 1 — Dealing in securities | 2012-06-12 | 2014-08-08 |
| CAIIS Limited | Rep | Type 4 — Advising on securities | 2012-06-12 | 2014-08-08 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 1 — Dealing in securities | 2009-01-22 | 2012-06-04 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-01-22 | 2012-06-04 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 4 — Advising on securities | 2009-01-22 | 2012-06-04 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 |
Rep | Type 5 — Advising on futures contracts | 2009-01-22 | 2012-06-04 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-21 | 2005-04-28 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2004-12-21 | 2005-04-28 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2003-05-15 | 2004-04-28 |
| KB Securities Hong Kong Limited 國民證券香港有限公司 |
Rep | Type 4 — Advising on securities | 2003-05-15 | 2004-04-28 |