Ji Ho Moon

CE No. AFP785 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ji Ho Moon (), a licensed former licensee with CE reference AFP785. Total licence records on file: 10.

Licence history

FirmRoleRegulated activityFromTo
CAIIS Limited Rep Type 1 — Dealing in securities 2012-06-12 2014-08-08
CAIIS Limited Rep Type 4 — Advising on securities 2012-06-12 2014-08-08
RBC Investment Services (Asia) Limited
加皇投資理財有限公司
Rep Type 1 — Dealing in securities 2009-01-22 2012-06-04
RBC Investment Services (Asia) Limited
加皇投資理財有限公司
Rep Type 2 — Dealing in futures contracts 2009-01-22 2012-06-04
RBC Investment Services (Asia) Limited
加皇投資理財有限公司
Rep Type 4 — Advising on securities 2009-01-22 2012-06-04
RBC Investment Services (Asia) Limited
加皇投資理財有限公司
Rep Type 5 — Advising on futures contracts 2009-01-22 2012-06-04
FT Securities Limited
富通證券有限公司
Rep Type 1 — Dealing in securities 2004-12-21 2005-04-28
Jefferies Bache (Hong Kong) Limited Rep Type 2 — Dealing in futures contracts 2004-12-21 2005-04-28
KB Securities Hong Kong Limited
國民證券香港有限公司
Rep Type 1 — Dealing in securities 2003-05-15 2004-04-28
KB Securities Hong Kong Limited
國民證券香港有限公司
Rep Type 4 — Advising on securities 2003-05-15 2004-04-28

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