Vivian Catherine Wai Ying Fong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivian Catherine Wai Ying Fong (方韋盈), a licensed Responsible Officer with CE reference BBT305. Currently licensed at 1 firm(s): China New Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.8 years of SFC licence history. Total licence records on file: 29.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China New Securities Limited 中新證券有限公司 |
RO | Type 4 - Advising on securities | 2025-02-10 | present |
| China New Securities Limited 中新證券有限公司 |
RO | Type 9 - Asset management | 2025-02-10 | present |
| China New Securities Limited 中新證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-10-22 | present |
| China New Securities Limited 中新證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-09-10 | 2024-10-22 |
| China New Securities Limited 中新證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-09-10 | 2025-02-10 |
| China New Securities Limited 中新證券有限公司 |
Rep | Type 9 - Asset management | 2024-09-10 | 2025-02-10 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-03-27 | 2024-07-24 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-03-27 | 2024-07-24 |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
Rep | Type 9 - Asset management | 2024-03-27 | 2024-07-24 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2023-02-09 | 2023-04-19 |
| SBI China Capital Hong Kong Securities Limited 軟庫中華香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2023-02-09 | 2023-04-19 |
| Eddid Capital Limited 艾德資本有限公司 |
Rep | Type 1 - Dealing in securities | 2022-07-27 | 2022-11-20 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2022-07-27 | 2022-11-20 |
| Eddid Capital Limited 艾德資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-07-27 | 2022-11-20 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-05 | 2022-07-09 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-03-05 | 2022-07-09 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 9 - Asset management | 2021-03-05 | 2022-07-09 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-10 | 2020-04-09 |
| Fortune Financial Capital Limited 富強金融資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-04-10 | 2020-04-09 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-28 | 2019-02-06 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-09-28 | 2019-02-06 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-06-06 | 2017-07-31 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-05-16 | 2017-07-31 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-01-19 | 2017-05-09 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-08-21 | 2016-01-06 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-08-21 | 2016-01-06 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-25 | 2015-03-03 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-07-25 | 2015-03-03 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-09-12 | 2014-07-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Vivian Catherine Wai Ying Fong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.