Ho Seng Tse
謝灝笙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Seng Tse (謝灝笙), a licensed former licensee with CE reference AGG690. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-27 | 2015-11-04 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-26 | 2014-12-24 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-11-26 | 2014-12-24 |
| ICAP Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2009-02-19 | 2014-11-16 |
| ICAP Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2009-02-02 | 2014-11-16 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-07-11 | 2008-09-23 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-23 | 2008-09-23 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-25 | 2008-04-02 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-08 | 2007-09-01 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-05-08 | 2007-09-01 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2003-11-25 | 2005-08-11 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-11-25 | 2005-08-11 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2003-11-25 | 2004-07-08 |
| Platinum Broking Company Limited 百德能經紀有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-09-10 |
| Platinum Broking Company Limited 百德能經紀有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-10 |
| Platinum Broking Company Limited 百德能經紀有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-10 |
| Platinum Broking Company Limited 百德能經紀有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-10 |