Chi Ho Lee

李子豪
CE No. AQJ262 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ho Lee (李子豪), a licensed former licensee with CE reference AQJ262. This person has 16.7 years of SFC licence history. Total licence records on file: 12.

Information

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Licence history

FirmRoleRegulated activityFromTo
MLB Asset Management Limited
Rep Type 4 - Advising on securities 2019-10-25 2025-07-15
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
Rep Type 4 - Advising on securities 2018-05-28 2019-08-26
SBI China Capital Financial Services Limited
軟庫中華金融服務有限公司
Rep Type 1 - Dealing in securities 2017-04-06 2018-05-12
SBI China Capital Financial Services Limited
軟庫中華金融服務有限公司
Rep Type 4 - Advising on securities 2015-05-22 2018-05-12
Zhongtai International Securities Limited
中泰國際證券有限公司
Rep Type 1 - Dealing in securities 2014-06-26 2015-03-12
Zhongtai International Futures Limited
中泰國際期貨有限公司
Rep Type 2 - Dealing in futures contracts 2014-06-26 2015-03-12
China Galaxy International Securities (Hong Kong) Co., Limited
中國銀河國際證券(香港)有限公司
Rep Type 1 - Dealing in securities 2013-01-07 2014-06-14
China Galaxy International Futures (Hong Kong) Co., Limited
中國銀河國際期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2013-01-07 2014-06-14
HSBC Broking Securities (Asia) Limited
滙豐金融證券(亞洲)有限公司
Rep Type 1 - Dealing in securities 2008-01-28 2012-09-01
HSBC Broking Futures (Asia) Limited
滙豐金融期貨(亞洲)有限公司
Rep Type 2 - Dealing in futures contracts 2008-01-28 2012-09-01
HSBC Broking Futures (Hong Kong) Limited
滙豐金融期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2008-01-28 2012-09-01
HSBC Broking Forex (Asia) Limited
滙豐金融外匯(亞洲)有限公司
Rep Type 3 - Leveraged foreign exchange trading 2008-01-28 2012-09-01

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Ho Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Chun Nang Tsui MLB Asset Management Limited 2019–2025
Yu Keung HSBC Broking Forex (Asia) Limited 2008–2012
Kwun Wa Ng HSBC Broking Forex (Asia) Limited 2008–2012
Derek Chung Fan Lo HSBC Broking Forex (Asia) Limited 2008–2012
Chak San So HSBC Broking Forex (Asia) Limited 2008–2012
Justin Fai Cho Tse HSBC Broking Forex (Asia) Limited 2008–2012
Sheung Mui Liao HSBC Broking Forex (Asia) Limited 2008–2012
Tsz Ping Chan HSBC Broking Forex (Asia) Limited 2008–2012
Chun Wah Lam HSBC Broking Forex (Asia) Limited 2008–2012
Elaine Wai Yin Leung HSBC Broking Forex (Asia) Limited 2008–2012
Kwok Yin Li HSBC Broking Forex (Asia) Limited 2008–2012
Wah Nin Shum HSBC Broking Forex (Asia) Limited 2008–2012
Cho Yui Cheung HSBC Broking Forex (Asia) Limited 2008–2012
Hong Yeung Ng HSBC Broking Forex (Asia) Limited 2008–2012
Nelson Chan HSBC Broking Forex (Asia) Limited 2008–2012
Tin Po Hung HSBC Broking Forex (Asia) Limited 2008–2012
Kin Keung Lau HSBC Broking Forex (Asia) Limited 2008–2012
Johnston Lo HSBC Broking Forex (Asia) Limited 2008–2012
Yuk Wai Lam HSBC Broking Forex (Asia) Limited 2008–2012
Man Man Shek HSBC Broking Forex (Asia) Limited 2008–2012

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