Cheuk Fung Lam
林卓峰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheuk Fung Lam (林卓峰), a licensed former licensee with CE reference AUZ013. This person has 13.2 years of SFC licence history. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Crescendo Greater China Limited 漸進資本(大中華區)有限公司 |
RO | Type 4 - Advising on securities | 2021-05-28 | 2024-06-07 |
| Crescendo Greater China Limited 漸進資本(大中華區)有限公司 |
RO | Type 9 - Asset management | 2019-02-15 | 2024-06-07 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2018-06-28 | 2019-01-31 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 4 - Advising on securities | 2018-06-28 | 2019-01-31 |
| SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-06-28 | 2019-01-31 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-05 | 2017-07-04 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-07-05 | 2017-07-04 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2010-05-27 | 2011-06-23 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-25 | 2011-06-23 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-03-25 | 2011-06-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Cheuk Fung Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.