Wai Chor Tse
謝偉初
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Chor Tse (謝偉初), a licensed former licensee with CE reference BDL744. This person has 4.5 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KuCoin HK Limited | Rep | Type 1 - Dealing in securities | 2017-01-16 | 2019-04-09 |
| KuCoin HK Limited | Rep | Type 4 - Advising on securities | 2017-01-16 | 2019-04-09 |
| KuCoin Asset Management Limited | Rep | Type 9 - Asset management | 2017-01-16 | 2019-04-09 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-24 | 2016-12-13 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-05-20 | 2014-11-30 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2014-05-20 | 2014-11-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Chor Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.