Fianna Ka Yan Li
李家茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fianna Ka Yan Li (李家茵), a licensed former licensee with CE reference AHV872. This person has 9.5 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-21 | 2017-12-19 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-03-05 | 2010-06-21 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-29 | 2009-01-14 |
| KuCoin HK Limited | Rep | Type 1 - Dealing in securities | 2008-03-11 | 2008-09-04 |
| KuCoin Commodity Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2008-03-11 | 2008-09-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Fianna Ka Yan Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.