Fianna Ka Yan Li
李家茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fianna Ka Yan Li (李家茵), a licensed former licensee with CE reference AHV872. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-21 | 2017-12-19 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-03-05 | 2010-06-21 |
| Mage Securities Limited 明璣證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-29 | 2009-01-14 |
| KuCoin HK Limited | Rep | Type 1 — Dealing in securities | 2008-03-11 | 2008-09-04 |
| KuCoin Commodity Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2008-03-11 | 2008-09-04 |