Lin Ying Lam
林蓮英
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lin Ying Lam (林蓮英), a licensed Representative with CE reference AAC146. Currently licensed at 1 firm(s): KGI Asia Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-07 | 2017-10-02 |
| KuCoin HK Limited | RO | Type 4 — Advising on securities | 2016-06-27 | 2017-06-30 |
| KuCoin HK Limited | RO | Type 1 — Dealing in securities | present | 2017-06-30 |
| KuCoin HK Limited | RO | Type 4 — Advising on securities | present | 2004-11-01 |
| KuCoin HK Limited | RO | Type 6 — Advising on corporate finance | present | 2004-11-01 |
| KuCoin HK Limited | RO | Type 9 — Asset management | present | 2004-11-01 |