Raymond Man Chan
陳文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Man Chan (陳文), CE reference ACD413. Currently licensed at 1 firm(s): KGI Asia Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-23 | 2017-10-02 |
| KuCoin Commodity Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2004-06-28 | 2013-02-28 |
| KuCoin HK Limited | RO | Type 1 — Dealing in securities | present | 2017-03-19 |
| KuCoin HK Limited | RO | Type 4 — Advising on securities | present | 2004-06-28 |
| KuCoin HK Limited | RO | Type 6 — Advising on corporate finance | present | 2004-06-28 |
| KuCoin HK Limited | RO | Type 9 — Asset management | present | 2004-06-28 |