Suet Lin Li
李說蓮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suet Lin Li (李說蓮), a licensed former licensee with CE reference ABA405. This person has 18.9 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | 2022-02-11 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-10 | 2017-10-02 |
| KuCoin HK Limited | Rep | Type 1 - Dealing in securities | 2015-11-02 | 2017-04-07 |
| Goldenway Securities Company Limited 金匯證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2015-11-02 |
| Goldenway Securities Company Limited 金匯證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-10-06 |
| Goldenway Securities Company Limited 金匯證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-06 |
| Goldenway Securities Company Limited 金匯證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-10-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Suet Lin Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.