Ka Chung Lai

黎家聰
CE No. BFU181 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Chung Lai (黎家聰), CE reference BFU181. Currently licensed at 1 firm(s): Esperanza Fintech (Securities) Limited. Total licence records on file: 24.

Licence history

FirmRoleRegulated activityFromTo
Esperanza Fintech (Securities) Limited
毅盛金融科技(證券)有限公司
RO Type 4 — Advising on securities 2025-11-04 present
Esperanza Fintech (Securities) Limited
毅盛金融科技(證券)有限公司
RO Type 9 — Asset management 2025-11-04 present
Esperanza Fintech (Securities) Limited
毅盛金融科技(證券)有限公司
Rep Type 4 — Advising on securities 2025-09-30 2025-11-04
Esperanza Fintech (Securities) Limited
毅盛金融科技(證券)有限公司
Rep Type 9 — Asset management 2025-09-30 2025-11-04
Futu Securities International (Hong Kong) Limited
富途證券國際(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2025-01-02 2025-06-20
Futu Securities International (Hong Kong) Limited
富途證券國際(香港)有限公司
Rep Type 1 — Dealing in securities 2022-10-03 2025-06-20
Futu Securities International (Hong Kong) Limited
富途證券國際(香港)有限公司
Rep Type 4 — Advising on securities 2022-10-03 2025-06-20
Futu Securities International (Hong Kong) Limited
富途證券國際(香港)有限公司
Rep Type 9 — Asset management 2022-10-03 2025-06-20
China Demeter Securities Limited
國農證券有限公司
Rep Type 1 — Dealing in securities 2022-06-30 2022-08-31
China Demeter Securities Limited
國農證券有限公司
Rep Type 4 — Advising on securities 2022-06-30 2022-08-31
China Demeter Securities Limited
國農證券有限公司
Rep Type 9 — Asset management 2022-06-30 2022-08-31
KuCoin Commodity Futures Limited Rep Type 2 — Dealing in futures contracts 2021-06-22 2022-01-19
KuCoin HK Limited Rep Type 1 — Dealing in securities 2021-02-22 2022-01-19
KuCoin Asset Management Limited Rep Type 9 — Asset management 2021-02-22 2022-01-19
KuCoin HK Limited Rep Type 4 — Advising on securities 2020-12-29 2022-01-19
Conrad Investment Services Limited
Rep Type 4 — Advising on securities 2019-04-16 2020-05-13
M&F Asset Management Limited
渼豐資產管理有限公司
Rep Type 4 — Advising on securities 2018-10-24 2019-04-04
M&F Asset Management Limited
渼豐資產管理有限公司
Rep Type 9 — Asset management 2018-10-24 2019-04-04
M&F Asset Management Limited
渼豐資產管理有限公司
Rep Type 1 — Dealing in securities 2018-10-11 2019-04-04
Eddid Securities and Futures Limited
艾德證券期貨有限公司
Rep Type 1 — Dealing in securities 2017-04-10 2018-09-17
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
Rep Type 1 — Dealing in securities 2016-12-05 2017-03-24
China Hong Kong Capital Asset Management Company Limited
中港金融資產管理有限公司
Rep Type 1 — Dealing in securities 2016-06-20 2016-11-28
China Hong Kong Capital Asset Management Company Limited
中港金融資產管理有限公司
Rep Type 9 — Asset management 2016-06-20 2016-11-28
China CIFCO Securities Co., Limited
中國中期證券有限公司
Rep Type 1 — Dealing in securities 2015-07-10 2015-08-28

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