Regina Siu Fong Lo
勞少芳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Regina Siu Fong Lo (勞少芳), a licensed former licensee with CE reference ACB850. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yicko Securities Limited 益高證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-10-10 | 2025-06-25 |
| Charleswin Bullion Limited 齊榮金號有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-04-01 | 2022-07-07 |
| Charleswin Bullion Limited 齊榮金號有限公司 |
Rep | Type 5 — Advising on futures contracts | 2021-04-01 | 2022-07-07 |
| Charleswin Bullion Limited 齊榮金號有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-07-15 | 2021-04-01 |
| Charleswin Bullion Limited 齊榮金號有限公司 |
RO | Type 5 — Advising on futures contracts | 2020-07-15 | 2021-04-01 |
| Yicko Securities Limited 益高證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-22 | 2019-11-11 |
| Charleswin Bullion Limited 齊榮金號有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-03-22 | 2020-07-15 |
| KuCoin HK Limited | Rep | Type 1 — Dealing in securities | 2003-12-01 | 2016-02-25 |
| KuCoin Commodity Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2003-12-01 | 2013-02-28 |
| Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-12-01 |
| Okachi (Hong Kong) Company Limited 岡地香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-12-01 |
| Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-11-27 |
| Okachi (Hong Kong) Company Limited 岡地香港有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-11-27 |
| Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-11-27 |
| Okachi (Hong Kong) Company Limited 岡地香港有限公司 |
Rep | Type 9 — Asset management | present | 2003-11-27 |
| Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-11-27 |