Helfen Hi Kin Siu
蕭起健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Helfen Hi Kin Siu (蕭起健), a licensed former licensee with CE reference ABR636. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mainland Securities Limited 美聯證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-03-25 | 2024-10-30 |
| Mainland Securities Limited 美聯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-02 | 2022-03-25 |
| KuCoin Commodity Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2017-12-04 | 2019-07-31 |
| KuCoin HK Limited | Rep | Type 1 — Dealing in securities | 2017-07-28 | 2019-07-31 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-27 | 2017-07-22 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-05 | 2009-04-04 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-16 | 2008-02-20 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-10-16 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-13 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-13 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-13 |