Peggy Mei Woon Tam
譚美奐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peggy Mei Woon Tam (譚美奐), a licensed former licensee with CE reference AEA816. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-11-02 | 2022-09-30 |
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
RO | Type 9 — Asset management | 2018-11-02 | 2022-09-30 |
| JVSakk Asia Limited 匯通永利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-05 | 2022-09-30 |
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-05 | 2018-11-02 |
| JVSakk Asset Management Limited 匯通永利資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-12-05 | 2018-11-02 |
| KuCoin HK Limited | Rep | Type 1 — Dealing in securities | 2017-03-31 | 2017-07-20 |
| KuCoin HK Limited | Rep | Type 4 — Advising on securities | 2017-03-31 | 2017-07-20 |
| KuCoin Asset Management Limited | Rep | Type 9 — Asset management | 2017-03-31 | 2017-07-20 |
| ASCENDANT SECURITIES (HK) LIMITED 景昇證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2009-09-21 | 2016-09-30 |
| ASCENDANT SECURITIES (HK) LIMITED 景昇證券(香港)有限公司 |
RO | Type 9 — Asset management | 2009-09-21 | 2016-09-30 |