Stella Lai Ki Kwok
郭勵錡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stella Lai Ki Kwok (郭勵錡), a licensed former licensee with CE reference AML140. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deloitte & Touche Corporate Finance Limited 德勤企業財務顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-15 | 2021-09-17 |
| Deloitte & Touche Corporate Finance Limited 德勤企業財務顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-02-15 | 2021-09-17 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-20 | 2007-12-28 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-03-21 | 2007-12-28 |
| Deloitte & Touche Corporate Finance Limited 德勤企業財務顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-10-12 | 2006-02-25 |