Ka Chun Fok
霍嘉俊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Chun Fok (霍嘉俊), a licensed former licensee with CE reference BGW829. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-05 | 2021-08-06 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-03-05 | 2021-08-06 |
| NFH Securities and Futures Limited 新金控證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-16 | 2017-10-19 |
| NFH Corporate Finance Limited 新金控融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-06-16 | 2017-10-20 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-16 | 2016-10-07 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-03-16 | 2016-10-07 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 9 — Asset management | 2016-03-16 | 2016-10-07 |