Kelly Wai Yan Hui
許慧欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kelly Wai Yan Hui (許慧欣), a licensed Responsible Officer with CE reference APZ793. Currently licensed at 1 firm(s): Guoyuan Capital (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 26.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2026-05-15 | present |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2026-05-15 | present |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2026-04-13 | 2026-05-15 |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2026-04-13 | 2026-05-15 |
| Messis Capital Limited 大有融資有限公司 |
RO | Type 1 — Dealing in securities | 2023-12-28 | 2026-02-24 |
| Messis Capital Limited 大有融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-12-28 | 2026-02-24 |
| Messis Capital Limited 大有融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-10-17 | 2023-12-28 |
| JW Capital Securities Limited 君威資本證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-08-08 | 2023-09-30 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-07-05 | 2023-08-08 |
| UZen Securities Limited 眾宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-11-24 | 2023-07-03 |
| Opus Capital Limited 創富融資有限公司 |
RO | Type 1 — Dealing in securities | 2021-04-26 | 2022-12-10 |
| Opus Capital Limited 創富融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-10-08 | 2023-07-03 |
| Opus Capital Limited 創富融資有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-03 | 2021-04-26 |
| Opus Capital Limited 創富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-10-03 | 2019-10-08 |
| Success New Spring Capital Limited 實德新源資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-12-05 | 2019-09-30 |
| Success New Spring Capital Limited 實德新源資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-10-10 | 2017-12-05 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-09 | 2017-08-05 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-06-09 | 2017-08-05 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-07-04 | 2017-06-01 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-02 | 2017-06-01 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-01-02 | 2016-07-04 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-16 | 2012-09-29 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-08-16 | 2012-09-29 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-05-25 | 2011-08-01 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-04-11 | 2011-04-26 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-11-19 | 2008-04-10 |