Yick Fabian Shin
冼易
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yick Fabian Shin (冼易), a licensed former licensee with CE reference ADS746. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yi Shun Da Capital Limited 易順達融資有限公司 |
RO | Type 1 — Dealing in securities | 2015-11-04 | 2018-05-15 |
| Yi Shun Da Capital Limited 易順達融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-11-04 | 2018-05-15 |
| CMB International Capital Limited 招銀國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2010-09-07 | 2015-07-15 |
| CMB International Capital Limited 招銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-09-07 | 2015-07-15 |
| CMB International Capital Holdings Corporation Limited 招銀國際金融控股有限公司 |
RO | Type 1 — Dealing in securities | 2010-03-11 | 2011-05-05 |
| CMB International Capital Holdings Corporation Limited 招銀國際金融控股有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-03-11 | 2011-05-05 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2009-05-20 | 2010-02-18 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2009-05-20 | 2010-02-18 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-08 | 2009-05-20 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-04-08 | 2009-05-20 |
| ICEA Capital Asia Limited 工商東亞融資亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-01-29 | 2008-09-30 |
| ICEA Capital Limited 工商東亞融資有限公司 |
RO | Type 1 — Dealing in securities | 2005-09-30 | 2009-04-01 |
| ICEA Capital Limited 工商東亞融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-09-30 | 2009-04-01 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-09-21 | 2005-09-30 |
| CNI Global Capital Limited 中國北方環球資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-02-19 | 2005-09-21 |
| CNI Global Capital Limited 中國北方環球資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-07-18 | 2004-02-19 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-11 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-11 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-11 |