Barton Chun Leung Lai
黎振良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Barton Chun Leung Lai (黎振良), CE reference ARF922. Currently licensed at 2 firm(s): Halcyon Securities Limited, Halcyon Capital Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Halcyon Securities Limited 鎧盛證劵有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-29 | present |
| Halcyon Capital Limited 鎧盛資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-01-18 | present |
| Halcyon Capital Limited 鎧盛資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-03-15 | 2019-01-18 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-06-20 | 2013-03-01 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-01 | 2011-05-24 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 4 — Advising on securities | 2008-08-01 | 2010-03-31 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-08-01 | 2011-05-24 |