Chak Sang Wong
王澤生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chak Sang Wong (王澤生), a licensed former licensee with CE reference AYM415. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-04-25 | 2025-03-05 |
| Kingsway Capital Limited 滙富融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-06-17 | 2023-03-23 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-09 | 2023-03-23 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-09 | 2022-06-22 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-04-09 | 2020-06-17 |
| Greencourt Financial Co., Limited 綠庭金融有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-05 | 2020-03-26 |
| First Global Corporate Finance Co., Limited 第一瑞興企業融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-10-24 | 2020-03-26 |
| Ample Capital Limited 豐盛融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-10-20 | 2018-02-14 |
| Alpha Financial Group Limited 首盛資本集團有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-25 | 2018-02-14 |
| Ample Capital Limited 豐盛融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-01-25 | 2016-10-20 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-17 | 2015-12-31 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-03 | 2015-04-09 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-06-03 | 2015-04-09 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-21 | 2013-05-03 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-21 | 2013-05-03 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-11-21 | 2013-05-03 |