Ming Yui Ng
吳銘銳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Yui Ng (吳銘銳), a licensed former licensee with CE reference AFT282. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 1 — Dealing in securities | 2009-02-23 | 2009-08-05 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 4 — Advising on securities | 2009-02-23 | 2009-08-05 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-02-23 | 2009-08-05 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-20 | 2008-01-27 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-06-20 | 2008-01-27 |
| Zijing Capital Limited 紫荊融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-05-29 | 2006-06-07 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-04-10 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2006-04-10 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-08 |