Kwok Fai Ng
吳國輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Fai Ng (吳國輝), a licensed former licensee with CE reference AEK364. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RO | Type 1 — Dealing in securities | 2009-01-05 | 2011-01-04 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-01-31 | 2011-01-04 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-08-31 | 2007-01-26 |
| CNI Global Capital Limited 中國北方環球資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-09-16 | 2006-08-15 |
| CNI Global Capital Limited 中國北方環球資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-08-25 | 2005-09-16 |
| CNI Global Capital Limited 中國北方環球資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-03-15 | 2005-08-08 |
| CNI Global Capital Limited 中國北方環球資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-12-19 | 2004-03-15 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-11 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-11 |
| Optima Capital Limited 創越融資有限公司 |
Rep | Type 9 — Asset management | present | 2003-07-11 |