Cepa Alliance Securities Limited

世博證券有限公司

CE No. AHF861 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cepa Alliance Securities Limited (世博證券有限公司), a Hong Kong-based licensed corporation with CE reference AHF861. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities. Current licensed staff on file: 7 (total recorded over time: 46). Earliest licence on file: 2012-08-23.
Category:: Sell side · Brokerage
Registered address:: 7/F, FLAT B, 208 Queen's Road Central, Central
Website:
LinkedIn:

Licence history

Activity	From	To
Type 1 - Dealing in securities	Pre-2003	present
Type 4 - Advising on securities	2012-08-23	present
Type 6 - Advising on corporate finance	Pre-2003	2003-08-12
Type 7 - Providing automated trading services	Pre-2003	2003-07-21

Licensed staff trend

- Total licensed staff, all activities

Explore this firm’s talent flow →

Licensed staff (all-time) (46)

Active on date RO only

Name	Activities	First licensed	To
Chi Keung Kwan 關志強	RO 1, 4 Rep 1	2005-04	Present
Alie Chi Chiu Wong 黃子超	RO 1, 4 Rep 1	2004-03	Present
Kin Fai Wong 王健輝	RO 1, 4	2024-05	Present
Yu Chiu Wong 黃宇超	RO 1, 4	2011-10	Present
Tai Wa Chu 朱大華	Rep 1	2005-05	Present
Ann Yuet Yu Lai 賴月如	Rep 1	2004-08	Present
Ho Kei Tsang 曾浩基	Rep 1, 4	2012-11	Present
Kin Hang Chow 周健恆	Rep 1, 4	2026-05	2026-07
Kwong Yiu Lee 李光耀	Rep 1	2013-11	2025-03
Vivian Lee 李詠恆	Rep 1	2016-01	2024-02
Milly Ong 王美莉	RO 1	2006-11	2024-02
Peter Yin Chung Yu 余硯頌	RO 1, 4 Rep 1, 4	2004-08	2023-12
Kit Yan So 蘇潔茵	Rep 1	2012-12	2018-03
Kai Yu Yau 丘佳瑜	Rep 1	2015-08	2015-09
Chi Ching Ng 吳志清	Rep 1	2013-11	2015-06
Wai Yi Tang 鄧惠儀	Rep 1	2004-08	2013-08
Jimmy Kwok Man Lo 盧國文	Rep 1	2007-08	2012-06
Siu Hung To 杜兆雄	Rep 1	2004-05	2012-01
Chi Lok Wong 黃之樂	Rep 1	2009-12	2011-10
Chi Man Lo 羅志文	Rep 1	2005-02	2011-08
Li Hau Chau 周李厚	RO 1	2004-03	2010-05
Viola Fung Ling Law 羅鳳玲	Rep 1	2005-07	2010-05
Tat Fu Tang 鄧達富	Rep 1	2004-09	2009-08
Ling Kwan Ngai 魏令君	Rep 1	2004-03	2008-11
Chi Wing Lee 李志榮	Rep 1	2006-04	2007-11
Gina Kwan Fong Wu 胡羣芳	Rep 1	2005-01	2005-03
Hon Wing Hui 許漢榮	RO 1 Rep 1	2004-02	2004-07
Hung Lup Wong 王鴻立	Rep 1	2004-03	2004-07
Kwong Shan Chan 陳廣山	Rep 1	2004-02	2004-04
Kin Shing Chen 陳健成	RO 1, 7	Pre-2003	2004-03
Chiu Kwok Poon 潘昭國	RO 1, 6, 7	Pre-2003	2004-03
Kwok Wing Meocre Li 李國榮	RO 1, 6, 7	Pre-2003	2004-03
Suk Ping Wong 黃淑萍	Rep 1	2003-10	2004-03
Kwan Wai Lee 李君蔚	Rep 1, 6, 7	Pre-2003	2004-01
Kam Cheong Yan 殷鑑昌	Rep 1, 6, 7	Pre-2003	2003-09
Susanna Che Man Ching 覃志敏	Rep 1, 6, 7	Pre-2003	2003-09
Ching Wah Joyce Ip 葉青樺	Rep 1, 6, 7	Pre-2003	2003-09
Gaston Sung Him Lam 林崇謙	Rep 1, 6, 7	Pre-2003	2003-09
Kwok Ho Lau 劉國豪	Rep 1, 6, 7	Pre-2003	2003-09
Christopher Chi Man Yau 邱志民	Rep 1, 6, 7	Pre-2003	2003-09
Kai Ni Ng 吳佳妮	Rep 1, 6, 7	Pre-2003	2003-08
Wai Ching Tsang 曾惠貞	Rep 1, 6, 7	Pre-2003	2003-08
Chi Kin Wong 黃志堅	Rep 1, 6, 7	Pre-2003	2003-08
Hung To Wong 黃洪濤	Rep 1, 6, 7	Pre-2003	2003-08
Steven Man Fai Chen 陳文輝	RO 1, 6, 7	Pre-2003	2003-08
Weidong Zhang 張衛東	Rep 1, 6, 7	Pre-2003	2003-05