Kit Yan So
蘇潔茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kit Yan So (蘇潔茵), a licensed former licensee with CE reference AUX155. This person has 11.4 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-26 | 2021-09-29 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-12-18 | 2018-03-09 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 1 - Dealing in securities | 2012-09-11 | 2012-12-07 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-10 | 2012-09-06 |
| Riche Bright Securities Limited 富明證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-29 | 2010-05-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kit Yan So during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.