Chi Ching Ng
吳志清
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ching Ng (吳志清), CE reference AAA622. Currently licensed at 1 firm(s): Ho Fung Shares Investment Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ho Fung Shares Investment Limited 浩豐證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-02 | present |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-11 | 2015-06-30 |
| Ho Fung Shares Investment Limited 浩豐證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-24 | 2013-11-01 |
| Ho Fung Shares Investment Company 浩豐證券投資公司 |
Rep | Type 1 — Dealing in securities | present | 2005-03-24 |
| Ho Fung Shares Investment Company 浩豐證券投資公司 |
Rep | Type 4 — Advising on securities | present | 2003-07-28 |
| Ho Fung Shares Investment Company 浩豐證券投資公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-07-28 |
| Ho Fung Shares Investment Company 浩豐證券投資公司 |
Rep | Type 9 — Asset management | present | 2003-07-28 |