Ching Wah Joyce Ip
葉青樺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Wah Joyce Ip (葉青樺), a licensed former licensee with CE reference ADX397. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-06-29 | 2013-03-03 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-03 | 2013-03-03 |
| Global China Corporate Finance Limited 泛華財務顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-01-13 | 2006-04-30 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-09-23 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-12 |
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-21 |