Siu Hung To
杜兆雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Hung To (杜兆雄), a licensed former licensee with CE reference AAZ223. This person has 8.8 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cepa Alliance Securities Limited 世博證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-05-21 | 2012-01-13 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-05-18 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-24 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-24 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Hung To during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.